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Practice Areas
Securities
Media and intellectual property
Health care
Energy
Mergers and acquisitions
Corporate employment matters
Corporate asset recovery
Trial and grand jury representation
Complex financial crimes
Securities and commodities fraud
Tax violations
Health care/false claims
Antitrust
Foreign Corrupt Practices Act investigations
International Emergency Economic Powers Act investigations
Prosecutorial and accounting backgrounds
Small, mid-cap and not-for-profits
Business units of large-cap corporations
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White Collar Criminal and Regulatory Defense
Gage Spencer & Fleming has significant experience in the trial and
defense of white collar and economic crimes. As a result of Mr. Gage's
service in the Criminal Division of the U.S. Attorney's Office, we
regularly represent senior corporate officers and leading entrepreneurs
in federal and state criminal and regulatory investigations and trials.
Our involvement encompasses:
- Investigations and proceedings conducted by the Department of
Justice, various district attorneys' offices, SEC, FINRA, New York Stock
Exchange, Chicago Mercantile Exchange/Chicago Board of Trade, Federal
Reserve Bank, New York's Attorney General's Office and Office of the
State Comptroller (New York), among other regulatory agencies.
- Representation of senior officers and entities in connection with complex, multi-jurisdictional health care investigations.
Representation of senior executives in connection with global and domestic antitrust investigations.
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Representation of individuals and entities in connection with
multifaceted investigations by the IRS and various state taxing
agencies.
Representation of corporate clients and securities firms, and their
employees, with regard to subpoena compliance and testimony before grand
juries and at trial.
- Representation of individuals in prosecutions of crimes relating to
securities and commodities fraud, tax fraud and union-related
Taft-Hartley investigations, among others.
- Representation of executives in Foreign Corrupt Practices Act
investigations arising from alleged conduct in all major continents.
- Representation of individuals in International Emergency Economic
Powers Act investigations arising from transactions in the Middle East
and Asia.
- Senior partner serves on the Corporate Compliance and Mediation
Subcommittee of the White Collar Crime Committee of the New York City
Bar Association.
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